Leading financial institution transforms its compliance posture to always-ready regulatory oversight

Always ready regulatory compliance
Vaultastic gave teams secure, audit-ready access, improving supervision efficiency, strengthening compliance readiness, and cutting costs by over 60%.

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About the company

businessman
Zero Touch
Location: N/A
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Industry: Banking
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Users: 10,000+
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Data volume: 60+ TB
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Operations: Nationwide presence, operating under RBI, SEBI, and IRDAI regulations
Existing systems: Microsoft 365

Why now?

As teams scaled and volumes of data grew, it created data retention challenges, putting operational continuity and data access at risk.

The difference vaultastic made

Before Vaultastic

  • Manual, error-prone processes inflated compliance costs and drained IT
  • Scattered records across mailboxes and devices slowed audits and handovers
  • Compliance reporting was fragmented, and audit cycles dragged on, exposing the firm to regulatory risk

After Vaultastic

  • Automation slashed the IT effort, cutting costs by over 60% (~$100K annually), freeing resources for growth
  • Centralized, regulator-ready access ensured seamless succession, secure continuity, and stronger governance
  • Compliance turned into calm—reinforcing compliance posture and audit readiness

Lack of centralized oversight was exposing the business to risk

High costs from manual, error-prone processes drained IT resources, eroding margins and inflating compliance expenses

Legacy data was scattered across platforms and devices, making preservation, retrieval inconsistent and weakening business continuity

Strict RBI/SEBI/IRDAI requirements increased the regulatory burden, raising risk of penalties and reputational damage

IT teams struggled with handovers and audits, slowing responses to compliance and business needs, undermining client confidence

The secret sauce: Centralizing a distributed and static system to simplify audit operations

Vaultastic replaced fragmented, high-maintenance processes with a secure, compliant foundation, ensuring regulatory compliance, reduced retention costs, seamless handovers, and long-term business continuity.
Under the Vaultastic hood   Business transformation
Migrated 60+ TB of fragmented legacy data into one secure archive Built a single trusted source of truth for teams and regulators
Replaced manual, error-prone processes with automated archiving Ensured the records were always safe, complete, and available
Simplified successor handovers through centralized access Preserved business continuity with no delays, no data gaps during transitions
Preserved ex-employee data for 8+ years with in-built migration tools Met regulatory norms confidently, reducing compliance risk
Enabled a centralized, eDiscovery-enabled archive Made audits faster with real-time retrievals, reducing stress on IT and compliance teams
Adopted tiered storage for long-term data retention Ensured cost optimization while keeping records accessible

Why vaultastic was the right fit

These results were made possible by Vaultastic’s secure and auto-scale platform, designed to handle
high-volume information archival, helping create a scalable repository of information records and assets.

Compliance-ready archiving ensured adherence to RBI, SEBI, and IRDAI guidelines

Powerful eDiscovery tools for audit-ready discovery and reporting

Elastic storage tiers for long-term retention and predictable costs

Beyond technology, Vaultastic worked closely with the client to ensure a smooth transition, clear communication, and confidence at every step.

Vaultastic brought proven experience from working with large financial institutions.

Our long-term partnership mindset gave the client confidence beyond implementation.

Our teams were flexible and accommodating, aligning with the client’s timelines.

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